This book addresses how groups of businesses in financial services are regulated. It covers company and insolvency laws, and prudential and resolution-based regulation as well as analysing UK ring-fencing rules and EU intermediate parent undertaking requirements. It considers the impact of Brexit and the EU banking reform/risk reduction package.
Inhaltsverzeichnis
- Introduction
- PART I: Corporate Law Foundations
- 1: Corporate Groups
- 2: Company and Corporate Insolvency Law
- PART II: Prudential Regulation
- 3: Introduction to Prudential Regulation
- 4: Group Prudential Regulation
- 5: CRD Prudential Requirements on a Group Basis
- 6: Solvency II Prudential Requirements on a Group Basis
- 7: Prudential Supervision of Financial Conglomerates
- 8: Other Forms of Group Prudential Supervision
- 9: The Prudential Supervision of Cross-border Groups
- PART III: Resolution
- 10: Introduction to Resolution
- 11: Resolution and Groups
- 12: MREL/TLAC
- 13: Cross-border Influences and Tensions on Resolution Groups
- PART IV: Structural Regulation
- 14: Group Structure and Regulation
- 15: The UK Bank Ring-fencing Regime
- 16: Holding Companies and Intermediate Parents
- PART V: Intragroup Arrangements and Management
- 17: Intragroup Transactions and other Interactions
- 18: Employees and Officers of a Group
- Part VI: Practical Applications
- 19: Practical Applications
